Market Oversight
Market oversight refers to the regulatory processes and actions taken to monitor and supervise financial markets. This ensures that trading practices are fair, transparent, and comply with established laws and regulations. Organizations like the Securities and Exchange Commission (SEC) play a crucial role in enforcing these rules to protect investors and maintain market integrity.
Effective market oversight helps prevent fraud, manipulation, and other unethical practices that can harm investors and destabilize the economy. By conducting regular audits and investigations, regulatory bodies can identify potential risks and take corrective actions, fostering a more trustworthy environment for all market participants.