Securities and Exchange
The term "Securities and Exchange" refers to the regulatory framework and institutions that oversee the buying and selling of financial instruments, such as stocks and bonds. This system ensures that markets operate fairly and transparently, protecting investors from fraud and manipulation.
In the United States, the Securities and Exchange Commission (SEC) is the primary regulatory body responsible for enforcing securities laws. It monitors market activities, requires companies to disclose financial information, and aims to maintain investor confidence in the financial system.