Securities Division
The Securities Division is a regulatory body that oversees the securities industry, ensuring compliance with laws and regulations. It protects investors by monitoring the activities of brokers, dealers, and investment advisers, and enforcing rules to prevent fraud and misconduct in the market.
This division also plays a crucial role in the registration of securities offerings, which includes reviewing documents submitted by companies seeking to raise capital. By maintaining transparency and fairness in the market, the Securities Division helps to foster investor confidence and promote a stable financial environment.