Securities Commissions
A Securities Commission is a government agency responsible for regulating the securities industry, which includes stocks, bonds, and other financial instruments. Its main goal is to protect investors, maintain fair and efficient markets, and facilitate capital formation. By enforcing laws and regulations, these commissions help ensure that companies provide accurate information to investors.
Securities Commissions also oversee the activities of broker-dealers, investment advisors, and other market participants. They conduct investigations, enforce compliance, and can impose penalties for violations. By promoting transparency and accountability, these agencies play a crucial role in maintaining public trust in the financial system.