Securities Administrators
Securities Administrators are government officials responsible for overseeing the securities industry within their jurisdiction. They ensure that companies comply with laws and regulations related to the buying and selling of stocks, bonds, and other financial instruments. Their primary goal is to protect investors from fraud and ensure fair and efficient markets.
These administrators often work at the state or provincial level and may be part of agencies like the Securities and Exchange Commission (SEC) in the United States. They also provide guidance to businesses on how to properly register their securities and maintain compliance with relevant laws.