Regulatory Violations
Regulatory violations occur when individuals or organizations fail to comply with established laws, rules, or guidelines set by governing bodies. These regulations are designed to ensure safety, fairness, and ethical conduct in various sectors, including finance, healthcare, and environmental protection. Violations can lead to penalties, fines, or other legal consequences.
Common examples of regulatory violations include insider trading in the financial sector, healthcare fraud in medical practices, and pollution violations by companies. Regulatory agencies, such as the Securities and Exchange Commission (SEC) or the Environmental Protection Agency (EPA), are responsible for enforcing these regulations and investigating potential breaches.